Operational views
Review work, evidence, exceptions and authorised decisions within a defined operating scope.
Banking & financial services / APPLICATION BLUEPRINT
Fund Administration Pricing Exception Expiry Management
Maintains approved pricing exceptions linked to fund constitutions and investor records, records review dates and identifies affected contracts.
13 workspace menus · 13 business workflows · 5 role profiles
Application blueprint only. This is a proposed design, not a deployed or production-tested system. Screens and sample figures are illustrative; workflows, business rules, approvals, permissions and integrations require confirmation before build.
Designed for operations analysts and the responsible business owners
Explore an illustrative interface.
Illustrative workspace and record review. Select a concept screen to inspect it in full.
Operational dashboards and work queues.
Dashboard measures
- Active operational records
Count of all records in the selected workspace. - Review queue
Records at the third stage of the business workflow. - Needs attention
Records with an assigned review requirement. - Final-stage records
Records in the fourth business workflow stage.
Business workflow and operating scope
Maintains approved pricing exceptions linked to fund constitutions and investor records, records review dates and identifies affected contracts. Coordinates renewal or reversion decisions, client notices and billing validation, preventing expired concessions from being silently carried into future transactions.
The end-to-end business journey.
From intake to authorised completion, with evidence at each decision.
Register the operating requirement
Establish the scope of pricing exceptions linked, capture the required records and assign the accountable team.
Coordinate records and evidence
Coordinate investor records, review dates, with linked evidence and visible outstanding actions.
Review exceptions and authorise action
Review the relevant conditions and exceptions. Record the authorised outcome and its supporting evidence.
Track completion and follow-up
Confirm the resulting records and handovers. Track remaining obligations, later changes and follow-up actions.
Business workflows
Select a workflow to review the steps, responsibilities, approval and exception handling.
01 · Maintain approved pricing exceptions linked
Coordinate approved pricing exceptions linked within Fund Administration Pricing Exception Expiry Management.
Trigger
Approved pricing exceptions linked requires a new record, an agreed review or a controlled change.
Responsible role
Operations analyst
- Register approved pricing exceptions linked and its operating scope
- Gather the relevant evidence and review options
- Route the case to the delegated decision owner
- Record the outcome, conditions and follow-up obligations
Approval
Authorised decision maker records the decision when the action changes an accepted commitment or requires delegated authority.
Exception handling
The case exceeds delegation, contains a conflict or has disputed evidence.
Outcome
An authorised decision or escalation with accountable resolution actions.
02 · Record review dates
Coordinate review dates within Fund Administration Pricing Exception Expiry Management.
Trigger
Review dates requires a new record, an agreed review or a controlled change.
Responsible role
Risk reviewer
- Register review dates and its operating scope
- Collect the linked records and qualified evidence
- Assign the responsible reviewer and record findings
- Accept the outcome or assign corrective follow-up
Approval
Authorised decision maker records the decision when the action changes an accepted commitment or requires delegated authority.
Exception handling
Evidence is incomplete, disputed, expired or outside the reviewer’s authority.
Outcome
A review finding, its accepted evidence and any accountable corrective actions.
03 · Identify affected contracts
Coordinate affected contracts within Fund Administration Pricing Exception Expiry Management.
Trigger
Affected contracts requires a new record, an agreed review or a controlled change.
Responsible role
Operations analyst
- Register affected contracts and its operating scope
- Assign the accountable owner and required actions
- Review the relevant evidence and unresolved conditions
- Confirm the accepted outcome and retain its history
Approval
Authorised decision maker records the decision when the action changes an accepted commitment or requires delegated authority.
Exception handling
Required information or responsibility is missing, or an operating condition changes.
Outcome
A completed operating record with its linked evidence and remaining obligations.
04 · Coordinate renewal or reversion decisions
Coordinate renewal or reversion decisions within Fund Administration Pricing Exception Expiry Management.
Trigger
Renewal or reversion decisions requires a new record, an agreed review or a controlled change.
Responsible role
Operations analyst
- Register renewal or reversion decisions and its operating scope
- Gather the relevant evidence and review options
- Route the case to the delegated decision owner
- Record the outcome, conditions and follow-up obligations
Approval
Authorised decision maker records the decision when the action changes an accepted commitment or requires delegated authority.
Exception handling
The case exceeds delegation, contains a conflict or has disputed evidence.
Outcome
An authorised decision or escalation with accountable resolution actions.
05 · Coordinate client notices
Coordinate client notices within Fund Administration Pricing Exception Expiry Management.
Trigger
Client notices requires a new record, an agreed review or a controlled change.
Responsible role
Operations analyst
- Register client notices and its operating scope
- Coordinate the required specialist and business review
- Accept the release version and permitted recipients
- Record distribution, acknowledgement and later revisions
Approval
Authorised decision maker records the decision when the action changes an accepted commitment or requires delegated authority.
Exception handling
Content conflicts, missing review or a changed recipient permission prevents release.
Outcome
An accepted content version with distribution and revision history.
06 · Coordinate billing validation
Coordinate billing validation within Fund Administration Pricing Exception Expiry Management.
Trigger
Billing validation requires a new record, an agreed review or a controlled change.
Responsible role
Risk reviewer
- Register billing validation and its operating scope
- Collect the linked records and qualified evidence
- Assign the responsible reviewer and record findings
- Accept the outcome or assign corrective follow-up
Approval
Authorised decision maker records the decision when the action changes an accepted commitment or requires delegated authority.
Exception handling
Evidence is incomplete, disputed, expired or outside the reviewer’s authority.
Outcome
A review finding, its accepted evidence and any accountable corrective actions.
07 · Coordinate preventing expired concessions
Coordinate preventing expired concessions within Fund Administration Pricing Exception Expiry Management.
Trigger
Preventing expired concessions requires a new record, an agreed review or a controlled change.
Responsible role
Operations analyst
- Register preventing expired concessions and its operating scope
- Assign the accountable owner and required actions
- Review the relevant evidence and unresolved conditions
- Confirm the accepted outcome and retain its history
Approval
Authorised decision maker records the decision when the action changes an accepted commitment or requires delegated authority.
Exception handling
Required information or responsibility is missing, or an operating condition changes.
Outcome
A completed operating record with its linked evidence and remaining obligations.
08 · Coordinate investor records
Coordinate investor records within Fund Administration Pricing Exception Expiry Management.
Trigger
Investor records requires a new record, an agreed review or a controlled change.
Responsible role
Operations analyst
- Register investor records and its operating scope
- Assign the accountable owner and required actions
- Review the relevant evidence and unresolved conditions
- Confirm the accepted outcome and retain its history
Approval
Authorised decision maker records the decision when the action changes an accepted commitment or requires delegated authority.
Exception handling
Required information or responsibility is missing, or an operating condition changes.
Outcome
A completed operating record with its linked evidence and remaining obligations.
09 · Register the operating requirement
Coordinate operating requirement within Fund Administration Pricing Exception Expiry Management.
Trigger
Operating requirement requires a new record, an agreed review or a controlled change.
Responsible role
Operations analyst
- Register operating requirement and its operating scope
- Compare options, dependencies and operating constraints
- Review the selected option with its accountable owners
- Accept the plan and track its delivery conditions
Approval
Authorised decision maker records the decision when the action changes an accepted commitment or requires delegated authority.
Exception handling
An assumption changes, prerequisites are missing or stakeholders cannot accept the proposed commitment.
Outcome
An approved operating plan and owned actions for its accepted conditions.
10 · Resolve operating exceptions
Coordinate operating exceptions within Fund Administration Pricing Exception Expiry Management.
Trigger
Operating exceptions requires a new record, an agreed review or a controlled change.
Responsible role
Operations analyst
- Register operating exceptions and its operating scope
- Gather the relevant evidence and review options
- Route the case to the delegated decision owner
- Record the outcome, conditions and follow-up obligations
Approval
Authorised decision maker records the decision when the action changes an accepted commitment or requires delegated authority.
Exception handling
The case exceeds delegation, contains a conflict or has disputed evidence.
Outcome
An authorised decision or escalation with accountable resolution actions.
11 · Verify completion and follow-up
Coordinate completion and follow-up within Fund Administration Pricing Exception Expiry Management.
Trigger
Completion and follow-up requires a new record, an agreed review or a controlled change.
Responsible role
Risk reviewer
- Register completion and follow-up and its operating scope
- Collect the linked records and qualified evidence
- Assign the responsible reviewer and record findings
- Accept the outcome or assign corrective follow-up
Approval
Authorised decision maker records the decision when the action changes an accepted commitment or requires delegated authority.
Exception handling
Evidence is incomplete, disputed, expired or outside the reviewer’s authority.
Outcome
A review finding, its accepted evidence and any accountable corrective actions.
12 · Review controlled operating changes
Coordinate controlled operating changes within Fund Administration Pricing Exception Expiry Management.
Trigger
Controlled operating changes requires a new record, an agreed review or a controlled change.
Responsible role
Risk reviewer
- Register controlled operating changes and its operating scope
- Collect the linked records and qualified evidence
- Assign the responsible reviewer and record findings
- Accept the outcome or assign corrective follow-up
Approval
Authorised decision maker records the decision when the action changes an accepted commitment or requires delegated authority.
Exception handling
Evidence is incomplete, disputed, expired or outside the reviewer’s authority.
Outcome
A review finding, its accepted evidence and any accountable corrective actions.
13 · Prepare scoped operational reports
Coordinate scoped operational reports within Fund Administration Pricing Exception Expiry Management.
Trigger
Scoped operational reports requires a new record, an agreed review or a controlled change.
Responsible role
Operations analyst
- Register scoped operational reports and its operating scope
- Assign the accountable owner and required actions
- Review the relevant evidence and unresolved conditions
- Confirm the accepted outcome and retain its history
Approval
Authorised decision maker records the decision when the action changes an accepted commitment or requires delegated authority.
Exception handling
Required information or responsibility is missing, or an operating condition changes.
Outcome
A completed operating record with its linked evidence and remaining obligations.
Governance and control
- Role permissions reflect the agreed responsibilities and restricted record access.
- Sensitive information is restricted to the agreed roles and permitted sharing scope.
- Required information and evidence are checked before the relevant decision or handover.
- Exceptions have a named owner, recorded reason and an authorised resolution.
- Approved changes retain their previous values, accountable decisions and linked evidence.
- Integration mappings, business rules and acceptance criteria are reviewed with the customer.
Operating rules by business workflow
- For approved pricing exceptions linked, a decision retains its authority, reason, supporting evidence and resulting obligations.
- For review dates, evidence, reviewer authority and acceptance conditions are visible before a reviewed outcome is accepted.
- For affected contracts, the record retains an accountable owner, its supporting evidence and accepted outcome.
- For renewal or reversion decisions, a decision retains its authority, reason, supporting evidence and resulting obligations.
- For client notices, the released version and authorised audience remain traceable to the accepted review.
- For billing validation, evidence, reviewer authority and acceptance conditions are visible before a reviewed outcome is accepted.
- For preventing expired concessions, the record retains an accountable owner, its supporting evidence and accepted outcome.
- For investor records, the record retains an accountable owner, its supporting evidence and accepted outcome.
- For operating requirement, the accepted plan records assumptions, rejected alternatives, dependencies and conditions.
- For operating exceptions, a decision retains its authority, reason, supporting evidence and resulting obligations.
- For completion and follow-up, evidence, reviewer authority and acceptance conditions are visible before a reviewed outcome is accepted.
- For controlled operating changes, evidence, reviewer authority and acceptance conditions are visible before a reviewed outcome is accepted.
- For scoped operational reports, the record retains an accountable owner, its supporting evidence and accepted outcome.
Data, interfaces and operating requirements.
Core records
Record fields and linked information
- Record identifier — Stable reference for the operating transaction.
- Service / branch — Business scope used for responsibility and reporting.
- Operating subject — The request, commitment or work item being handled.
- Accountable owner — Named responsibility for the next action.
- Workflow stage — Current position in the agreed business journey.
- Review requirement — Required review and outstanding decision.
- Due or review date — Agreed action window or review trigger.
- Linked evidence — Source records supporting the operating decision.
- Decision authority — The delegated authority relevant to the accepted outcome.
- Accepted outcome — Recorded decision and its business consequences.
- Follow-up obligation — Remaining responsibilities after an accepted action.
- Revision history — Trace of accepted changes and their evidence.
- Pricing exceptions linked reference — Link the relevant pricing exceptions linked to the operating transaction and its decision evidence.
- Review dates reference — Link the relevant review dates to the operating transaction and its decision evidence.
- Affected contracts reference — Link the relevant affected contracts to the operating transaction and its decision evidence.
- Renewal or reversion decisions reference — Link the relevant renewal or reversion decisions to the operating transaction and its decision evidence.
- Client notices reference — Link the relevant client notices to the operating transaction and its decision evidence.
Systems and interfaces
- Core banking or financial service records
- Approved risk, payment or case-management interfaces
- Identity and role-based access services
- Approved document and communication services
Interface scope, data mapping and testing are agreed for each engagement.
Implementation requirements
Confirm the operating boundaries, pricing exceptions linked, responsible roles, review authority, record retention, interface mappings and acceptance scenarios.
Confirm the operating boundaries, pricing exceptions linked, responsible roles, review authority, record retention, interface mappings and acceptance scenarios.
Mobile and tablet access
Authorised users can review pricing exceptions linked, supporting records and assigned actions through mobile and tablet access. The relevant tasks and permissions are agreed for the deployment.
Access approved workflows through the Dalfin mobile app. Device tasks and permissions are confirmed for the deployment.
AI extensions
Core workflows and approval rules are defined with your business owners. Operational AI can be assessed separately against a specific business outcome and review requirements.
AI extensions are scoped around the required data, business outcome and review controls.
Engineered with Genesis.
Structured application engineering
Connect requirements, roles, records, workflows and interfaces through the agreed Genesis engineering process.
Controlled changes
Review dependency impact and validation requirements. Context Memory supports governed changes and accepted application revisions.
Deployment and support
Agree customer cloud or on-premises requirements, device access, implementation acceptance and ongoing engineering support.
Explore the platform
AN EXAMPLE OPERATING SCENARIO
What to validate in a scoped demonstration.
Start with pricing exceptions linked and follow the record through coordinate records and evidence. Introduce a missing item or operating exception, record the authorised resolution and inspect the final handover, evidence and history.
What to review
- A saved end-to-end transaction
- An exception and its authorised resolution
- Different operator, approver and reviewer permissions
- Final records, history and the relevant report
Questions before implementation.
What can we review in a tailored demonstration?
Review a representative operational record, its workflow stages, accountable roles, an exception and the resulting operational report. Bring the business process and existing system requirements that matter to your organisation.
How is the solution adapted to our organisation?
The operating scope covers your records, role permissions, review authority, business rules and integration boundaries. These requirements are agreed with the responsible business owners.
How does the solution connect with existing systems?
Connection design defines interfaces, data ownership, mapping, authentication and exception handling. The agreed implementation includes validation against the selected systems and workflows.
How are subsequent changes controlled?
The agreed engineering approach covers review of change impact, bounded implementation, validation and accepted revisions. Discuss the relevant Genesis Context Memory and support requirements during solution scoping.
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